Regulatory insights

ESMA has published its final report on the integrated funds reporting framework. While the report sets out ESMA’s blueprint for a future single EU reporting…

The 16 April 2026 transposition deadline is upon us, so what does AIFMD II actually mean in practice, particularly for Annex IV reporting?

The Financial Conduct Authority (FCA) has now published its Policy Statement (PS25/20) confirming the final rules for the UK Consumer Composite Investments (CCI) regime.…

The SEC has issued a new exemptive order, delaying compliance with Rule 13f-2 (Form SHO) and Rule 10c-1a (securities lending reporting). Form SHO reporting…

What is the GENIUS Act? The GENIUS Act (2025) – Guiding and Establishing National Innovation for US Stablecoins – is the United States’ first comprehensive federal…

Further SEC extension – June 12th compliance date extended On June 11th, the SEC convened and voted to extend the compliance deadline for the…

The Commission de Surveillance du Secteur Financier (CSSF) recently issued a detailed report on the delegation of portfolio management by Investment Fund Managers (IFMs)…

The CSSF has published a paper outlining their considerations on macroprudential policy for investment funds. Studies by the Financial Stability Board (FSB) and European…

The Securities & Exchange Commission announced on 15 May 2024 amendments to Regulation S-P directing how financial institutions handle non-public personal information. These revisions…