Regulatory insights

Are you prepared for the impacts of regulatory divergence? Since the global financial crisis, compliance teams have focused on preparing for the next wave of regulatory change. But…

The UK’s new short selling regime came into effect on 13 July 2026, replacing the retained EU Short Selling Regulation (UK SSR) with a…

ESMA has published its final report on the integrated funds reporting framework. While the report sets out ESMA’s blueprint for a future single EU reporting…

The 16 April 2026 transposition deadline is upon us, so what does AIFMD II actually mean in practice, particularly for Annex IV reporting?

The Financial Conduct Authority (FCA) has now published its Policy Statement (PS25/20) confirming the final rules for the UK Consumer Composite Investments (CCI) regime.…

The SEC has issued a new exemptive order, delaying compliance with Rule 13f-2 (Form SHO) and Rule 10c-1a (securities lending reporting). Form SHO reporting…

What is the GENIUS Act? The GENIUS Act (2025) – Guiding and Establishing National Innovation for US Stablecoins – is the United States’ first comprehensive federal…

Further SEC extension – June 12th compliance date extended On June 11th, the SEC convened and voted to extend the compliance deadline for the…

The Commission de Surveillance du Secteur Financier (CSSF) recently issued a detailed report on the delegation of portfolio management by Investment Fund Managers (IFMs)…