Regulatory insights

Tailored Support for SEC Form PF & ADV Reporting SEC Form PF and ADV reporting are essential requirements for funds managing substantial regulatory assets.…

Simplifying NFA CPO-PQR & CTA-PR Compliance The Commodity Pool Operators-Pool Quarterly Report (CPO-PQR) and the Program Report for Commodity Trading Advisors (CTA-PR) are essential…

Reliable Support for SEC Section 13 Forms SEC Section 13 forms, including Forms 13D, 13F, 13G, and 13H, are critical regulatory filings for fund…

Expert Support for SEC Form N-PX Compliance Form N-PX, effective from 2024, introduces a new reporting requirement for Form 13F filers. It mandates the…

Service Overview: We specialise in preparing and submitting thousands of Annex IV returns annually, working with competent authorities across Europe on behalf of Alternative Investment…

Comprehensive Support for MiFID IFD/IFR and IFPR Reporting Navigating regulatory requirements under the Investment Firms Directive (IFD) and Investment Firms Regulation (IFR) for European…

Reliable Support for PRIIPs KIDs Preparation and Updates Key Information Documents (KIDs) are a critical component of compliance under the Packaged Retail and Insurance-based…

Expert Support for UCITS KIIDs Preparation and Updates Key Investor Information Documents (KIIDs) are an essential requirement for compliance under the Undertakings for the…

Expert Support for UK FCA RegData Returns RegData is the UK Financial Conduct Authority’s (FCA) platform for regulatory reporting, requiring firms to submit accurate…