Service

CPO-PQR & CTA-PR

Simplifying NFA CPO-PQR & CTA-PR Compliance

The Commodity Pool Operators-Pool Quarterly Report (CPO-PQR) and the Program Report for Commodity Trading Advisors (CTA-PR) are essential periodic returns required by the National Futures Association (NFA). These reports demand the disclosure of diverse data types in accordance with multiple sources of official guidance, making compliance a complex and resource-intensive process.

Addition Compliance supports firms by managing every aspect of their NFA reporting obligations. Acting as an extension of your regulatory team, we ensure that your returns are prepared accurately, aligned with the latest guidelines, and submitted on time.

Comprehensive Support for CPO-PQR & CTA-PR Reporting

Navigating the intricacies of NFA compliance can be challenging, particularly for firms managing multiple data sources and regulatory requirements. Addition Compliance offers:

  • Accurate Data Handling: We manage data collation and validation to ensure it meets NFA standards.
  • Compliance with Current Guidelines: Our team stays updated on regulatory changes to ensure your reports are always aligned with the latest guidance.
  • Timely Submission: We handle deadlines proactively, ensuring your returns are submitted on schedule.

Seamless Integration with Your Team

Our service is designed to alleviate the burden on your internal compliance team. By working as an extension of your organisation, we provide the expertise and resources needed to manage CPO-PQR and CTA-PR reporting efficiently, allowing your team to focus on other priorities.

Why Choose Addition Compliance for NFA Reporting?

  • Expertise Across Returns: We have extensive experience managing the complexities of both CPO-PQR and CTA-PR submissions.
  • Reliable Deadlines: We prioritise on-time submissions, reducing the risk of non-compliance.
  • Tailored Support: Our services are customised to fit your firm’s specific reporting requirements.

Our process

1

Data collection

We request data from any nominated provider.

2

Prepare & Review

We consolidate your data, prepare returns, and raise any necessary queries.

3

Validate & Finalise

We verify data accuracy and generate
electronic filings.

4

Approve Submission

You review and approve returns for submission.

5

File & Confirm

We submit returns online and provide proof of successful submission.

Focus on Your Business, Let Us Handle the Compliance

With Addition Compliance, your NFA CPO-PQR and CTA-PR obligations are in safe hands. Our streamlined approach simplifies the reporting process, minimising stress and ensuring you remain compliant with NFA requirements.

Contact Addition Compliance to learn how we can help your firm meet its regulatory obligations with accuracy and efficiency.