Global regulatory reporting you can count on
North America
SEC, CFTC, FINRA, NFA, plus Canadian & Caribbean regional regulators
Europe
EBA, EIOPA, ESMA, EEA national regulators plus Switzerland FINMA & UK FCA
Asia
Hong Kong SFC, Japan FSA, Singapore MAS & South Korea FSC
All major reports
One gold standard
01 – 14
Form PF & ADV
Tailored Support for SEC Form PF & ADV Reporting SEC Form PF and ADV reporting are essential requirements for funds managing substantial regulatory assets.…
Discover moreCPO-PQR & CTA-PR
Simplifying NFA CPO-PQR & CTA-PR Compliance The Commodity Pool Operators-Pool Quarterly Report (CPO-PQR) and the Program Report for Commodity Trading Advisors (CTA-PR) are essential…
Discover moreSection 13
Reliable Support for SEC Section 13 Forms SEC Section 13 forms, including Forms 13D, 13F, 13G, and 13H, are critical regulatory filings for fund…
Discover moreForm N-PX
Expert Support for SEC Form N-PX Compliance Form N-PX, effective from 2024, introduces a new reporting requirement for Form 13F filers. It mandates the…
Discover moreAIFMD Annex IV
Service Overview: We specialise in preparing and submitting thousands of Annex IV returns annually, working with competent authorities across Europe on behalf of Alternative Investment…
Discover moreMiFID IFD/IFR and IFPR
Comprehensive Support for MiFID IFD/IFR and IFPR Reporting Navigating regulatory requirements under the Investment Firms Directive (IFD) and Investment Firms Regulation (IFR) for European…
Discover morePRIIPs KIDs
Reliable Support for PRIIPs KIDs Preparation and Updates Key Information Documents (KIDs) are a critical component of compliance under the Packaged Retail and Insurance-based…
Discover moreUCITS KIIDs
Expert Support for UCITS KIIDs Preparation and Updates Key Investor Information Documents (KIIDs) are an essential requirement for compliance under the Undertakings for the…
Discover moreCBI XBRL Reporting
Simplifying CBI XBRL Reporting Reporting to the Central Bank of Ireland (CBI) in XBRL format introduces additional complexities for firms, from meeting strict validation…
Discover moreCSSF eDesk Returns
Comprehensive Support for CSSF eDesk Returns The Luxembourg Commission de Surveillance du Secteur Financier (CSSF) requires financial institutions to comply with a wide range…
Discover moreFINMA CIS Returns
Effortless Compliance with FINMA CIS Returns Reporting on Collective Investment Schemes (CIS) for the Swiss Financial Market Supervisory Authority (FINMA) is a critical annual…
Discover moreFCA RegData Returns
Expert Support for UK FCA RegData Returns RegData is the UK Financial Conduct Authority’s (FCA) platform for regulatory reporting, requiring firms to submit accurate…
Discover moreForm PF & ADV
Tailored Support for SEC Form PF & ADV Reporting SEC Form PF and ADV reporting are essential requirements for funds managing substantial regulatory assets.…
Discover moreCPO-PQR & CTA-PR
Simplifying NFA CPO-PQR & CTA-PR Compliance The Commodity Pool Operators-Pool Quarterly Report (CPO-PQR) and the Program Report for Commodity Trading Advisors (CTA-PR) are essential…
Discover moreSection 13
Reliable Support for SEC Section 13 Forms SEC Section 13 forms, including Forms 13D, 13F, 13G, and 13H, are critical regulatory filings for fund…
Discover moreForm N-PX
Expert Support for SEC Form N-PX Compliance Form N-PX, effective from 2024, introduces a new reporting requirement for Form 13F filers. It mandates the…
Discover moreAIFMD Annex IV
Service Overview: We specialise in preparing and submitting thousands of Annex IV returns annually, working with competent authorities across Europe on behalf of Alternative Investment…
Discover moreMiFID IFD/IFR and IFPR
Comprehensive Support for MiFID IFD/IFR and IFPR Reporting Navigating regulatory requirements under the Investment Firms Directive (IFD) and Investment Firms Regulation (IFR) for European…
Discover morePRIIPs KIDs
Reliable Support for PRIIPs KIDs Preparation and Updates Key Information Documents (KIDs) are a critical component of compliance under the Packaged Retail and Insurance-based…
Discover moreUCITS KIIDs
Expert Support for UCITS KIIDs Preparation and Updates Key Investor Information Documents (KIIDs) are an essential requirement for compliance under the Undertakings for the…
Discover moreFCA RegData Returns
Expert Support for UK FCA RegData Returns RegData is the UK Financial Conduct Authority’s (FCA) platform for regulatory reporting, requiring firms to submit accurate…
Discover moreFINMA CIS Returns
Effortless Compliance with FINMA CIS Returns Reporting on Collective Investment Schemes (CIS) for the Swiss Financial Market Supervisory Authority (FINMA) is a critical annual…
Discover moreCBI XBRL Reporting
Simplifying CBI XBRL Reporting Reporting to the Central Bank of Ireland (CBI) in XBRL format introduces additional complexities for firms, from meeting strict validation…
Discover moreCSSF eDesk Returns
Comprehensive Support for CSSF eDesk Returns The Luxembourg Commission de Surveillance du Secteur Financier (CSSF) requires financial institutions to comply with a wide range…
Discover more
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Our process
1
Data Collection
We request data from any nominated provider.
2
Prepare & Review
We consolidate your data, prepare returns, and raise any necessary queries.
3
Validate & Finalise
We verify data accuracy and generate
electronic filings.
4
Approve Submission
You review and approve returns for submission.
5
File & Confirm
We submit returns online and provide proof of successful submission.
Benefits that add up
We don’t do off-the-shelf solutions. Whether managing the full reporting lifecycle or bolstering your team, our service is every bit bespoke.
Regulatory Insights
Expert analyses to unlock the full potential of your financial future. Join us as we explore the dynamic world of finances and discover the tools you need for success.
CSSF Publishes Paper on their Considerations on Macroprudential Policy for Investment Funds
The CSSF has published a paper outlining their considerations on macroprudential policy for investment funds. Studies by the Financial Stability Board (FSB) and European…
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SEC Adopts Amendments to Regulation S-P Regarding Consumer Data Security
The Securities & Exchange Commission announced on 15 May 2024 amendments to Regulation S-P directing how financial institutions handle non-public personal information. These revisions…
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ESMA Issues Warning on Sharing Investment Recommendations on Social Media
The European Securities & Markets Authority (ESMA) issued a cautionary statement on 6 February 2024 regarding the posting of investment recommendations on social media…
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