Expert Support for SEC Form N-PX Compliance

Form N-PX, effective from 2024, introduces a new reporting requirement for Form 13F filers. It mandates the disclosure of how voting rights have been exercised on stock holdings, specifically concerning matters related to remuneration. Complying with new regulations can be challenging, especially when it involves reporting information that may not have been previously recorded or organized systematically.

AddCompliance assists firms in navigating this new obligation by developing robust workflows that ensure timely and accurate compliance. Our goal is to minimize stress ahead of the first reporting deadline, making the transition to this new requirement as smooth as possible.

Proactive Solutions for New Reporting Challenges

Understanding and implementing processes for new regulatory requirements like Form N-PX is crucial. AddCompliance offers:

• Guidance on Compliance: We help you interpret the specifics of Form N-PX, ensuring you understand what needs to be reported.
• Workflow Development: Our team works with you to create efficient systems for recording and collating voting information.
• Timely Reporting: We assist in preparing and submitting your disclosures ahead of deadlines, reducing the risk of non-compliance.

Partnering for a Smooth Transition

Introducing new transparency obligations often requires adjustments to existing processes. AddCompliance is committed to supporting you through this change by:

• Expert Assistance: Leveraging our experience with regulatory reporting to provide reliable support.
• Customized Approach: Tailoring our services to fit your firm’s specific needs and existing workflows.
• Ongoing Support: Being available to address any questions or concerns as you adapt to the new requirements.

Stay Compliant with Confidence

By partnering with AddCompliance, you can approach the new Form N-PX reporting requirements with confidence. We aim to reduce the burden on your team, allowing you to focus on your core business activities while we handle the complexities of compliance.

Let us help you prepare for this upcoming change and ensure your firm meets all regulatory obligations effectively and efficiently.