SEC Form PF & ADV Reporting
Tailored Support for SEC Form PF & ADV Reporting
SEC Form PF and ADV reporting are essential requirements for funds managing substantial regulatory assets. At AddCompliance, we support firms with over $200 billion in assets under management each year, ensuring their disclosure obligations are met in full compliance with the latest SEC regulations. Our flexible managed service is tailored to your firm’s specific needs, whether you require end-to-end support or help with only the most challenging aspects of preparation and submission. We operate as an extension of your compliance team, delivering exactly the support you need to stay on track.
Flexible SEC Reporting Solutions
Our approach to SEC Form PF and ADV reporting is designed to adapt to your preferences. Some firms prefer to maintain control over parts of the process, while others look for a fully outsourced solution. AddCompliance accommodates both, offering:
- End-to-End Service: Comprehensive support from data collation to submission.
- Partial Support: Assistance with specific steps, such as validation or submission, that require additional capacity or expertise.
With AddCompliance, you gain the assurance that your reports are accurate, compliant, and submitted on time, every time.
Streamlining SEC Reporting During Peak Periods
One of our clients, a fund manager, was familiar with SEC Form PF and ADV reporting and confident in their ability to prepare returns in-house. However, their internal compliance team struggled to manage the workload during the annual SEC reporting period, leaving them at risk of missing deadlines.
To resolve this, AddCompliance collaborated with the client to design a workflow that suited their needs. They retained control of the preparation process while our delivery team reviewed the returns for accuracy, ensuring they complied with the latest SEC guidance. We also handled the final submission, guaranteeing it was completed on time.
Our Process
We provide a fully managed solution. We work with raw data from clients and/or their administrators, transform that data in compliant reports and file on behalf of clients to the global regulators. As an extension of your team we can take on all or part of this process to meet your requirements.
Efficient Use of Resources
The client’s compliance team was able to maximise their output without overstretching resources during peak reporting periods. With AddCompliance’s support, they confidently met their SEC reporting deadlines without compromising the quality of their in-house work.
Why Choose AddCompliance for SEC Form PF & ADV Reporting?
- Customised Support: We adapt our services to fit your firm’s unique needs, offering full or partial outsourcing.
- Regulatory Expertise: Our team ensures compliance with the latest SEC guidance, reducing the risk of errors.
- Capacity Management: We provide extra resources when you need them most, helping you handle peak workloads without strain.
Effortless Compliance for SEC Returns
SEC Form PF and ADV reporting doesn’t have to disrupt your operations. With AddCompliance, you’ll have a reliable partner to manage your regulatory obligations, allowing your team to focus on their priorities. From full-service solutions to targeted support, we ensure your reporting process is efficient, compliant, and stress-free.
Contact AddCompliance to learn how we can simplify your SEC reporting process and keep your compliance efforts running smoothly.